Leo RegTech Ltd

Leo RegTech provides an end-to-end regulatory operating framework that simplifies compliance, reduces risk, and drives operational efficiency for registered advisers, brokers, and other regulated financial firms. They put compliance and efficiency in the same sentence.

Leo offers all core compliance functions, including AML, governance, policies and procedures, full audit trail, monitoring, training, and exam readiness, backed by a set of competitive advantages:

• Built-in KYC and ID verification, keeping customer due diligence in one place.
• Monitoring reports built on configurable questions and automated answers, so oversight runs continuously without manual effort.
• Automated personal trading and trade reconciliation, seamlessly connected to brokerage feeds for accurate, real-time tracking.
• Eva, our assistive AI for compliance, providing intelligent support across everyday compliance tasks.
• Advertising review reports, streamlining marketing compliance sign-off.

Leo bring structure to record keeping, approval processes, and regulatory reporting deadlines. With Leo, you benefit from a centralized platform, accessible by both employees and management, where all compliance work can be tracked with ease.

Their clients enjoy the configurability that gives them the flexibility and control they need to operate efficiently.

Key services: 

• KYC/AML Client Onboarding
• Personal Trading Monitoring
• Compliance Online Training
• Compliance Monitoring
• Employee Compliance

Key contacts:

Jerome Lussan

CEO
Jerome.lussan@leo.tech
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Janice Kioko

Managing Director
janice.kioko@leo.tech

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