We make compliance easy for you. We pull together and boil down all of the international and domestic regulatory obligations and guidance into your program
We will create for you policies and procedures, onboarding materials, client risk scoring forms and methodology, written AML CFT Risk Assessments, compliance Board reporting, suspicious transaction registers and so much more. All the tools you need to ensure a robust compliance program.
Smith Compliance Consulting conducts thorough independent audit reviews of your AML CFT compliance programs as required by the regulators.
Our passion is in training and we offer live interactive sessions for staff and Board as well as on demand online courses tailored to suit your business sector.
With 35 years experience in the financial services sector, we have in-depth knowledge of this regulatory space.